The Information We Collect About Our Clients
The non-public personal information we collect about our clients comes primarily from the data our clients provide to us to perform investment services for their account(s), and information about their assets with us.
Our Disclosure Policies
We do not disclose any nonpublic personal information about our clients or former clients to anyone, except as permitted by law. Nonpublic personal information includes nonpublic “personally identifiable financial information” plus any list, description or grouping of clients that is derived from nonpublic personally identifiable financial information. Such information may include personal financial and account information, information relating to services performed for or transactions entered into on behalf of clients, advice provided by Speece Thorson Capital Group to clients, and data or analyses derived from such nonpublic personal information. As is common in the investment management industry, we use a third-party transfer agent and a third-party provider of back-end systems for our business who only use our clients' information to process transactions we have authorized for them. Our contracts with these organizations contain a confidentiality clause that prohibits the sale or any other use of our clients' personal information.
Our Information Security Policies
We limit access to our clients’ information to those of our employees and service providers who are involved in offering or administering the services we offer. We maintain physical, electronic and procedural safeguards that are designed to comply with federal standards to guard our clients' information.